Virginia Securities Law Firm Delivers Results for Business Clients

Fairfax attorney uses more than 40 years of experience to advise clients on securities transactions and reporting requirements
 Law Offices of Matthew A. Clary, III is a full-service securities law firm representing corporate clients and shareholders in all aspects of the securities industry. Having been in practice for more than 40 years, attorney Matthew A. Clary, III provides reliable and professional service on matters related to:

  • Securities transactions
  • Corporate oversight and compliance
  • Securities litigation
  • Securities arbitration

Orchestrating complex securities transactions
Law Offices of Matthew A. Clary, III has extensive experience coordinating securities transactions, organizing the basic and necessary elements while reconciling any conflicts that arise among vital issues or key players. Attorney Matthew Clary can assist in all aspects of your transactions, including:

 

  • Capital raising
  • Debt and equity financing transactions
  • Debt or equity offerings
  • Public offering
  • Private placements
    Pipe transactions
    JOBS Act Offerings
    • Sales to Accredited Investors Only
    • Crowdfunding
    • Enhanced Regulation A Offerings
  • Regulation S (off-shore sales)
  • Transactions involving existing securities
  • Stock repurchase programs
  • Tender and exchange offers
  • Mergers and acquisitions
  • Joint ventures and strategic alliances
  • General commercial matters
  • Resales
  • Registration under the “34 Act”

Providing meticulous securities oversight
Law Offices of Matthew A. Clary, III helps ensure that your company is in compliance with all necessary government regulations. The firm offers dependable counsel with regards to:

  • AMEX, Nasdaq and NYSE listings and compliance
  • Blue sky compliance
  • SEC compliance
  • Reporting by public companies
  • Corporate governance
  • Drafting and review of policy and procedure
  • Reporting by officers, directors and large       shareholders


Aggressive litigation of your securities disputes
Controversies surrounding securities can arise between the issuing company and its shareholders. Law Offices of Matthew A. Clary, III vigorously defends its corporate clients against shareholder lawsuits for alleged violations of securities regulations, including actions under:

Securities Act of 1933:

  • Sec. 5 (failure to register)
  • Sec. 11 (misstatements or omissions in registration statement)
  • Sec. 12 (misstatements or omissions in offering statement)
  • Sec. 17 (fraud)

Securities Exchange Act of 1934:

  • covering ongoing disclosure violations
  • Sec. 10(b) Rule 10b-5 insider trading, tipping
  • Sec. 18 misleading statements in filed reports

Attorney Mathew A. Clary, III also defend clients against charges of control person liability directed at officers and directors and other control persons.

Contact a Fairfax, Virginia securities law firm to schedule a consultation
To schedule an initial appointment with Law Offices of Matthew A. Clary, III, call 703-944-5886 or contact the office online.